Member Scan History

Defaults to All users.

Click the calendar icon on the right hand side of the date field to display dates and calendars from which you can select the appropriate date or date range. This automatically enters the selected date/s into the field ensuring the correct date format.

• First Name (All or part of the First Name)
• Middle Name (All or part of the Middle Name)
• Last Name (Full Last Name)
• Original Script Name (Full Original Script Name)
• Member Number (Full Member Number)

For example, enter * into Member Number to return all members containing a Member Number.

• Batch Scans: Scans performed through bulk upload in Batch Scan
• Single Scans: Scans performed through Scan New or via API
• Automatic Scans: Scans performed by the ongoing monitoring system.

By default, only scan results with matches in the watchlists are displayed. To display all scans including no matches found, select the No Matches Found check box.

SIP subcategories are available to further refine the scan results to only display matched profiles with the selected subcategories.

Note: If All Categories or SIP is selected, all SIP subcategories will be included.

To filter by a SIP subcategory, select the Categories and subcategories separately.

Note: Assessed Risk can only be allocated to matches with Match and Not Sure decisions. Matches that are Not Reviewed, are considered to to have Unallocated Assessed Risk.

• First Name
• Middle Name
• Last Name
• Original Script Name
• DOB (Date of Birth)

• TER: People on Special Interest Persons - Terror watchlist.
• PEP: Politically Exposed Persons (PEPs).
• SIP: People on Sanctions and Other Official Lists, and People of Special Interest associated with Terror (TER), Organised Crime, Financial Crime, Trafficking, Corruption, Tax Crime.
• RCA: Relatives or Close Associates of PEPs.

Note: No Match is always 0 when the Whitelist Policy is Applied, because this excludes all No Match Decisions from the scan.

Scan Details displays the member details that were scanned against the watchlists.

Results Summary displays the total number of matching Entities found. Filtering the results by SIP subcategory will not change this number.

If you have selected specific SIP subcategories for your Scan History search, you will only be presented with the profiles which match the SIP subcategory.

• AKA - Indicates the match was not against the primary name of a watchlist record but the name was found in the Also Known As section of the record.
• Category - Categories that this person matches e.g. Special Interest Person (SIP)-Sanctions List, Special Interest Person (SIP)-Financial Crime, Politically Exposed Person (PEP)
• First Name
• Middle Name
• Last Name
• Original Script Name
• Date of Birth
• Address
• Due Diligence Decision (Risk) (button)
• Comments

See the following table for details.

• Photo of the profile, if available
• Categories that this person matches e.g. Politically Exposed Person (PEP), Special Interest Person (SIP)
• Gender
• First Name
• Middle Name
• Last Name
• Date of Birth
• Alternate Title
• Nationality
• Primary Location
• Profile Notes

• PEP Tier 1: Represents Heads of state (including royal families) and government; cabinet members (including European Commission) and parliaments (including European Parliament); Members of legislative assemblies and governments at state level in case of federal jurisdictions; Heads and senior members of Judiciary (including European Court of Justice), Central Banks (including European Central Bank), Military, Law Enforcement, Auditors (including EU Court of Auditors); Top Ranking Political Party Officials.
• PEP Tier 2: Represents Members of legislative and executive bodies at regional, provincial, cantonal or equivalent levels (below the level of states in case of federal jurisdiction); Judges, justices, magistrates, prosecutors, attorneys in courts with jurisdiction at regional, provincial or equivalent level; Senior diplomats; Senior board members of State-Owned Enterprises (SOEs); Senior officials of International Organisations (IOs); Mayors of capital and global cities; Heads and senior members of mainstream, religious groups.
• PEP Tier 3: Represents Heads and senior members of International NGOs; Heads, board members and senior officials of Trade-Unions; Advisers, Heads of cabinet and similar roles of senior officials of the military, judiciary, law enforcement, central banks and other state agencies, Authorities and state bodies; Senior civil servants at regional and provincial level; Middle ranking diplomats; Mayors and members of legislative and executive bodies at the local level.

• First
• Middle
• Last Name
• Title

• Title - represents the job Role of the PEP in the particular PEP position
• Country - represents the country of the government for the political position
• Since - represents the Start date of the term of office in the particular role, where available
• To - represents the End date of the term of office in the particular role, where available.

• Type - e.g. Date of Birth
• Date

• Country
• City
• Address

• Name - Name of the official list e.g. Office of Foreign Asset Control

• URL - link to the source of information (adverse media) regarding the entity
• Category - category type of source e.g. PEP, Sanction, Adverse Media, Law Enforcement, ID/V
• Date of Capture - date the source article was recorded. This may contain multiple dates.

Linked Individuals

• First
• Middle Name
• Last Name
• Other Categories - e.g. PEP/RCA
• Description

Linked Companies

• Company Name
• Categories - e.g. SIE
• Description