Member Scan Results
Scan Results (PEP & Sanctions)¶
Scan Results lists the scan match results for the member's details displayed in the Scan Parameters panel.
Each matched Entity has a Decision (Risk) button available (providing that a member number was included in the Scan Parameters) to enable you to record due diligence results, add comments and allocate an assessed risk for matched and not sure decisions.
Note
For each scan performed, an email containing a summary of the scan details and a link to the results of the scan will be sent to the organisation's Compliance Officer or the Organisation Email (as specified in Administration > Organisation > Organisation Details).
Example of Exact
match results
Example of Exact + Mid. Name
match results
Example of Close
match results
Close Match Rate threshold set to 80%
The following information is displayed, where available, for each scan match found for the specified parameters:
Field | Description |
---|---|
Match | Match result indicators: Match Found |
AKA | Indicates the match was not against the primary name of a watchlist record but the name was found in the "Also Known As" section of the record. |
Category | Displays the categories that the matched record belongs to, which can be one or any combination or all of the following:
|
First Name | The First Name of the matched profile. |
Middle Name | The Middle Name of the matched profile. |
Last Name | The Last Name of the matched profile. |
Match Rate | This is displayed for Close matches only. |
Original Script Name | If the Original Script Search is enabled, the available Original Script Name/s of the matched profile. |
DOB | Date of Birth of the matched profile. This may contain part or full date. |
Primary Location | The primary location of the matched profile.
|
Decision (Risk) | Displayed if Member Number was included. Click the |
Comments | The most recent comment will be displayed. Comment history can be viewed by clicking the Decision (Risk) button. |
Scan Result Details¶
View Details¶
To view details for a match, click on a record in PEP & Sanctions Scan Results.
Details for the matched entity are displayed in the Person Details popup window, which can be dragged and dropped to a different position on the page to aid viewing.
Person Details¶
The Person Details window displays information that can be used to help you determine whether a match is real and the likelihood of the member being a risk under your organisation’s AML/CTF obligations.
The following information, where available from the watchlists, is displayed:
Visibility of profile information
The visibility of the following information is dependent on the profile information in Acuris Risk Intelligence database.
Fields | Description |
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General Information |
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Also Known As | For each AKA name:
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Roles | This is only available for PEP profiles:
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Important Dates | For each Date:
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Locations | For each Location:
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Official Lists | For each List:
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Sources | For each Source:
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Relatives/Close Associates | Represents family members and close personal and business associates of PEPs defined as known sexual or non-sexual partners outside the family unit; business partners or associates, especially those that share (beneficial) ownership of legal entities with the PEP, or who are otherwise connected (e.g., through joint membership of a company board). In the case of personal relationships, the social, economic and cultural context may also play a role in determining how close those relationships generally are. Linked Individuals For each relative/associate:
Linked Companies For each company:
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When you have finished reviewing these details, close the window by clicking in the top right corner. You will be returned to Scan Results.